| 1 |
| Documents Found: 13 |
| Title |
Forum |
Year |
Alice Blue Finance Services (P) Ltd. vs National Stock Exchange of India Ltd.
Suspension of trading-Stay of order-Settlement Committee order of imposing penalty and suspension of trades for one day was challenged herein. Whether, imposition of penalty and suspensi [LexDoc Id : 568331]
|
SAT (Mumbai) |
2020 |
Udayant Malhoutra vs SEBI
Validity of exparte order-Sections 11 and 11B of the SEBI Act. Order 38 Rule 5 to 13 of the Code of Civil Procedure, 1908. Power of SEBI-Appellant is CEO and MD of Dynamatic Technologies Limited which is engaged in manufacturing of aerospace, automotive and engineered products. Charge l [LexDoc Id : 568330]
|
SAT (Mumbai) |
2020 |
BP Fintrade (P) Ltd. vs SEBI
Video conference hearing-Covid 19-Effect and operation of impugned order except paragraph No. 5.2 in so far as it relates to appellant shall remain stayed during pendency of appeal. Wh [LexDoc Id : 568329]
|
SAT (Mumbai) |
2020 |
Manish Mittal and Ors. vs SEBI and Ors.
Maintainability of Appeal-Condonation of delay-Appeal is filed against order passed by the Securities and Exchange Board of India disposing of complaint on SCORES platform. Whether, delay in filing [LexDoc Id : 568328]
|
SAT (Mumbai) |
2020 |
Sapna Dilip Bombaywala vs SEBI
Debarring of member-Certified copy of order-Action of Whole Time Member of debarring appellant for period of six years from accessing securities market was challenged. Whether, Tribunal was just [LexDoc Id : 568327]
|
SAT (Mumbai) |
2020 |
Chandra Prakash Tripathi vs SEBI
Quantum of interest-Maintainability of appeal-Appellant challenged quantum of interest to be paid by acquirer. Whether, appeal seeking directions to SEBI to pass the order within a stipulated peri [LexDoc Id : 568326]
|
SAT (Mumbai) |
2020 |
Axis Bank Ltd. vs SEBI
Validity of directions-Release of securities-Appellant Axis Bank Limited though a bank, has filed appeal in capacity of Professional Clearing Member (PCM) who cleared trading of Modex Internation [LexDoc Id : 568325]
|
SAT (Mumbai) |
2020 |
Utsav Pathak vs SEBI
Passing of information-Regulation 2 (e) of the SEBI (Prohibition of Insider Trading) Regulations, 1992. Insider training-Confidentiality Agreement between McGraw Hill Asian Holdings and Morgan Stanley was executed to work on open offer assignment for acquisition of share [LexDoc Id : 568323]
|
SAT (Mumbai) |
2020 |
Vinita Choudhary vs CPIO, SEBI
[LexDoc Id : 565564]
|
SEBI |
2020 |
Mridul Rastogi vs CPIO, SEBI
[LexDoc Id : 565563]
|
SEBI |
2020 |
Amalendu Mukherjee vs SEBI
Passing of ex-parte order-Section 7 of the Insolvency and Bankruptcy Code, 2016. Section 2 (54) and 2 (60) of Companies Act 2013. Insider-Appeal has been filed against impounding order of Whole Time Member of SEBI directing appellant and public company to deposit sum of Rs. 2,30,34,010/- [LexDoc Id : 568332]
|
SAT (Mumbai) |
2020 |
In the matter of Jayeshkumar Narottamdas Gandhi and Ors. vs SEBI
Withholding of recovery amount-Regulations 3 and 4 of Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003. Unfair trade practice-Adjudicating Officer imposed penalty for violation of Regulations 3 and 4 of Regulations. In appeal this order was set aside. SEBI took decision to ap [LexDoc Id : 568324]
|
SAT (Mumbai) |
2020 |
Jindal Cotex Ltd. and Ors. vs SEBI
Diversion of money-Form of disgorgement-Appellant No. 1 is a company which came out with an allegedly vitiated issue of Global Depository Receipts ("GDRs" for convenience) in 2010. Appellant [LexDoc Id : 560212]
|
SAT (Mumbai) |
2020 |
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