SEBI Circular No. IMD-FII and C-23-2006 dated 15 September 2006
Foreign Institutional Investors-Investments in Upper Tier II Instruments-SEBI notified Foreign Institutional Investors (FIIs) that the investments made in Upper Tier II instruments raised in Indian Rupees would be outside t [LexDoc Id : 301223]
SEBI
2006
SEBI Circular No. MRD-DOP-SE-CIR-11-06 dated 13 September 2006
Rolling segment-Trading of scrips-SEBI suggested stock exchanges to consider shifting the trading in the securities of companies enlisted in the annexure from Trade for Trade Segment ( [LexDoc Id : 301147]
SEBI Circular No. 541 dated 6 September 2006
Stock Exchanges-Submission of Annual Returns-SEBI directed all the members of the exchange to submit Annual Returns for the year ended 31 March 2006 through 'ENIT' -an Internet Enabled Member Int [LexDoc Id : 302258]
SEBI Circular No. MRD-DoP-SE-Cir-10-06 dated 22 August 2006
Establishment of connectivity with both NSDL and CDSL-Shifting from Trade for Trade Segment (TFTS) to Rolling Segment -The stock exchange shifted the trading in securities listed in the annexure from Trade for Trade Settlement (TFTS) to Rolling settlement subject to th [LexDoc Id : 299578]
SEBI
2006
SEBI Circular SEBI-IMD-CIR No. 9-74364-06 dated 14 August 2006
Mutual Funds-Capital Protection Oriented scheme and Revision in fees-SEBI had notifed the SEBI (Mutual Funds) (Third Amendment) Regulations, 2006 on 3 August 2006. These amendment regulations notified that in case of Ca [LexDoc Id : 299275]
SEBI
2006
SEBI Circular SEBI-IMD-CIR No. 7-73202-06 dated 2 August 2006
Mutual Funds-Investment in ADRs / GDRs / Foreign securities-SEBI notified mutual funds that the aggregate ceiling for the mutual funds to invest in ADRs, GDRs, foreign securities issued by Indian companies, equ [LexDoc Id : 298565]
SEBI
2006
SEBI Circular F.No. SEBI-LAD-DOP-3107-2006 dated 31 July 2006 [S.O.1235(E)]
Securities and Exchange Board of India (Stock Brokers and Sub Brokers) (Amendment) Regulations 2006-Amendments-The Securities and Exchange Board of India (Stock Brokers and Sub Brokers)(Amendment)
Regulations 2006 were issued to amend the Securities and Exchan [LexDoc Id : 299018]
SEBI
2006
RBI A.P.(DIR Series) Circular No. 3 dated 26 July 2006
Mutual Funds registered with SEBI-Liberalisation of investment in overseas securities-The overseas investments made by the mutual funds registered with SEBI were liberalised by enhancing the aggregate ceiling and expanding avenues for i [LexDoc Id : 298290]
RBI
2006
SEBI Circular SEBI-IMD-CIR No. 2-72256-2006 dated 24 July 2006
SEBI (Portfolio Managers) Regulations 1993-Amendments-SEBI notified portfolio managers registered with SEBI that a copy of Gazette Notification No. S.O.997(E) dated 5 July 2006 pertained to SEBI (Portfoli [LexDoc Id : 298273]
SEBI
2006
SEBI Circular SEBI-IMD-CIR No. 6-72245-06 dated 20 July 2006
Mutual Funds registered with SEBI-Revised format of MCR and ASR-SEBI modified the format of Monthly Cumulative Report (MCR) and Annual Statistical Report (ASR) to incorporate the data on unit capital. It was also [LexDoc Id : 298274]
SEBI
2006
SEBI Circular No. MRD-DoP-Dep-Cir-09-06 dated 20 July 2006
Depositories-Clarifications on requirement of PAN -SEBI clarified operational issues that had arisen on mandating the procurement of the Permanent Account Number (PAN) from various categories of inves [LexDoc Id : 297847]
SEBI Circular MRD-DoP-SE-Cir-8-2006 dated 13 July 2006
Transactions in Cash Market-Permanent Account Number (PAN)-The SEBI notified stock exchanges that Permanent Account Number (PAN) would be compulsorily required of investors who would transact in cash market, w [LexDoc Id : 297314]
SEBI Circular MRD-DoP-SE-Cir-7-06 dated 06 July 2006
Rolling segment-Trading of scrips-SEBI suggested stock exchanges to consider shifting the trading in the securities of companies enlisted in the annexure from Trade for Trade Segment ( [LexDoc Id : 296990]
SEBI
2006
SEBI Circular F.No. SEBI-LAD-DOP-70276-2006 dated 5 July 2006 [S.O. 997(E)]
SEBI (Portfolio Managers) Regulations 1993-Amendment regulations-The Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations 2006 were issued that amended the Securities and Exchange Boa [LexDoc Id : 296905]
SEBI
2006
SEBI Circular IMD-CIR No. 5-70559-06 dated 1 July 2006
SEBI (Mutual Funds) Regulations 1996-Certification by Trustees for new scheme offer document-The trustees were directed to certify that the name of the scheme/Fund approved by them was a new product and was not a minor modification of any exis [LexDoc Id : 296683]
SEBI
2006
SEBI Circular SEBI-IMD-CIR No. 5-70559-06 dated 30 June 2006
Mutual Funds registered with SEBI-Undertaking from trustees for new scheme offer document-All the trustees were required to give an undertaking approving the scheme or Fund along with certification that the requirements of the SEBI (Mutual [LexDoc Id : 296743]
SEBI Circular SEBI-IMD-CIR No. 4-69458-06 dated 16 June 2006
SEBI (Mutual Funds) (Second Amendment) Regulations 2006-Gazette Notification-SEBI notified a copy of Gazette Notification No. S.O.783(E) dated 22 May 2006 pertained to SEBI (Mutual Funds) (Second Amendment) Regulations 2006 for [LexDoc Id : 296742]
SEBI
2006
SEBI Circular No. MRD-DoP-SE-Cir-6-2006 dated 16 June 2006
Stock Exchanges-Margining in Cash Market-SEBI decided to update the risk arrays during intra-day in the cash market in order to ensure market safety and protect the interest of investors and [LexDoc Id : 295590]
SEBI
2006
SEBI Circular No. S.O.807(E) dated 26 May 2006
SEBI (Substantial Acquistiion of Shares and Takeovers) Regulations 1997-Amendment-The SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations 2006 were issued to further amend SEBI (Substantial Acquisition of [LexDoc Id : 294502]
SEBI
2006
SEBI Circular No. MRD-DoP-SE-Cir-5-06 dated 23 May 2006
Trading companies-TFTS to Rolling Segment-SEBI notified that the companies listed in Annexure 'A' which had established connectivity with the NSDL and CDSL depositories on or before 31 March 2 [LexDoc Id : 294240]
