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| Documents Found: 48 |
| Title |
Forum |
Year |
SEBI Circular SEBI-IMD-CIR No. 10-112153-07 dated 31 December 2007
[LexDoc Id : 331006]
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SEBI |
2007 |
SEBI Circular No. SEBI-CFD-DIL-LA-4-2007-27-12 dated 27 December 2007
Equity Listing Agreement-Amendment-SEBI further amended the Equity Listing Agreement. The amendment was done in monitoring of utilisation of issue proceeds and electronic filing through [LexDoc Id : 330882]
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SEBI |
2007 |
SEBI Circular No. SEBI-DNPD-Cir-33-2007 dated 27 December 2007
Derivatives-Mini derivative contract on Index-SEBI with the recommendation of the Derivatives Market Review Committee decided to introduce mini derivative contract on Index (Sensex and Nifty) to p [LexDoc Id : 330881]
|
SEBI |
2007 |
SEBI Circular No. MRD-DoP-SE-Cir-16-2007 dated 24 December 2007
Trading companies-TFTS to Rolling Segment-SEBI directed stock exchanges to consider shifting of the enlisted companies from Trade for Trade Segment (TFTS) to Rolling Segment as they had establ [LexDoc Id : 330791]
|
SEBI |
2007 |
SEBI Circular No. MIRSD-DR-1-MK-Cir-15-111600-07 dated 20 December 2007
Stock Exchanges-Change in affiliation of sub-brokers-SEBI notified all stock exchanges that there was no need to obtain fresh certificate for a mere change of affiliation from one stock broker to another [LexDoc Id : 331700]
|
SEBI |
2007 |
SEBI Circular MRD-DoP-SE-Dep-Cir.No. 14-2007 dated 20 December 2007
Short selling by institutional investors-Securities lending and borrowing-The SEBI decided to introduce a full-fledged securities lending and borrowing (SLB) scheme for all market participants in the Indian securities market [LexDoc Id : 330717]
|
SEBI |
2007 |
SEBI Circular No. SEBI-CFD-DIL-DIP-29-2007-03-12 dated 3 December 2007
SEBI (DIP) Guidelines 2000-Amendment-The Ministry of Finance amended the SEBI (Disclosure and Investor Protection) Guidelines 2000 in order to facilitate development of a vibrant primary [LexDoc Id : 329775]
|
SEBI |
2007 |
SEBI Circular No. SEBI-CFD-DIL-DIP-28-2007-29-11 dated 29 November 2007
SEBI (DIP) Guidelines 2000-Amendment-SEBI further amended the SEBI (DIP) Guidelines 2000. This amendment, inter alia, introduced Fast Track Issues (FTIs), revised the Guidelines on Issue [LexDoc Id : 329604]
|
SEBI |
2007 |
SEBI Circular SEBI-IMD-CIR.No. 9-108562-07 dated 16 November 2007
Mutual Funds registered with SEBI-Reduction in expenses charged by Index Fund Scheme-SEBI notified the SEBI (Mutual Funds) (Second Amendment) Regulations 2007 on "Reduction in expenses charged by Index Fund Scheme" and "Short selling a [LexDoc Id : 329080]
|
SEBI |
2007 |
SEBI Circular SEBI-IMD-CIR No. 8-107311-07 dated 26 October 2007
Mutual Funds registered with SEBI and AMFI-Parking of Funds in Short Term Deposits of Scheduled Commercial Banks-The SEBI issued a set of guidelines vide circular no. SEBI/IMD/CIR No. 1/91171/07 dated 16 April 2007 in clause 1 of the aforesaid circular stated tha [LexDoc Id : 328035]
|
SEBI |
2007 |
SEBI Circular No. MRD-DoP-SE-Cir-13-07 dated 8 October 2007
Trading companies-TFTS to Rolling Segment-SEBI directed stock exchanges to consider shifting of the enlisted companies from Trade for Trade Segment (TFTS) to Rolling Segment as they had establ [LexDoc Id : 327174]
|
SEBI |
2007 |
SEBI Circular SEBI-IMD-CIR-No. 7-104753-07 dated 26 September 2007
Mutual Funds-Investment in ADRs / GDRs / Foreign securities-SEBI notified mutual funds that the aggregate ceiling for the mutual funds to invest in ADRs, GDRs, foreign securities issued by Indian companies, equ [LexDoc Id : 326582]
|
SEBI |
2007 |
SEBI Circular No. SEBI-DNPD-Cir-32-2007 dated 11 September 2007
Foreign Institutional Investors (FIIs)-Foreign Sovereign Securities-The SEBI permitted clearing members to accept Foreign Sovereign Securities with ‘AAA’ rating as collateral from FIIs, for Exchange Traded Derivative T [LexDoc Id : 325946]
|
SEBI |
2007 |
SEBI Circular No. MRD-DoP-Dep-Cir-12-2007 dated 7 September 2007
Beneficial Owner Account-Proof of Identity and Proof of Address-The SEBI notified the depositories that ‘MAPIN card’ was not to be accepted as one of the documents for the purpose of ‘Proof of Identity’ (PoI) and P [LexDoc Id : 325866]
|
SEBI |
2007 |
SEBI Circular SEBI-VCF-Cir.No. 1-98645-2007 dated 9 August 2007
Venture Capital Funds-Guidelines for Overseas Investments-SEBI issued guidelines for overseas investments by Venture Capital Funds (VCFs). SEBI also iterated that VCFs, desirous of making investments in offsh [LexDoc Id : 324317]
|
SEBI |
2007 |
SEBI Circular No. MIRSD-DPSIII-Cir-11-07 dated 6 August 2007
SEBI Registered Debenture Trustees-Dissemination of Information on Debentures-SEBI directed all companies issuing debentures and the respective debenture trustees / stock exchanges to disseminate all information regarding the de [LexDoc Id : 324155]
|
SEBI |
2007 |
SEBI Circular No. MRD-DoP-SE-Cir. 10-07 dated 25 July 2007
Companies eligible for shifting from TFTS to Rolling Segment-Establishment of connectivity with both NSDL and CDSL during April and May 2007-SEBI suggested the stock exchanges to consider shifting the trading in the securities of companies enlisted in the Annexure from Trade for Trade Segme [LexDoc Id : 323607]
|
SEBI |
2007 |
SEBI Circular SEBI-CFD-DIL-DIP-27-2007-10-7 dated 10 July 2007
SEBI (DIP) Guidelines 2000-Amendment-SEBI notified merchant bankers and stock exchanges that in order to facilitate government companies/corporations, statutory authorities/corporations o [LexDoc Id : 322920]
|
SEBI |
2007 |
SEBI Circular SEBI-CFD-DIL-LA-3-2007-10-07 dated 10 July 2007
Equity Listing Agreement-Amendment to Clause 41-SEBI notified all stock exchanges that in order to rationalize and modify the process and format for submission of financial results and for further s [LexDoc Id : 322919]
|
SEBI |
2007 |
SEBI Circular SEBI-IMD-CIR.No. 6-98057-07 dated 5 July 2007
Mutual Funds-Compliance Test Reports-SEBI, vide circular no. SEBI-IMD-CIR No.11-36222-2005 dated 16 March 2005, had stipulated filing of Compliance Test Reports (CTRs) by Asset Management [LexDoc Id : 322875]
|
SEBI |
2007 |
SEBI Circular No. MIRSD-DPS-III-Cir-9-07 dated 3 July 2007
Depository Participants-Supervision of branches-SEBI had noticed that the Depository Participants (DPs) are operating through branch offices which are having Depository Participant Modules (DPMs) d [LexDoc Id : 322676]
|
SEBI |
2007 |
SEBI Circular SEBI-IMD-CIR No. 5-96576-2007 dated 25 June 2007
Mutual Funds-Updating NAV on websites, Extension of time limit-SEBI, in view of the practical difficulties being faced by the Mutual Funds in uploading the NAV of Fund of Fund Schemes on AMFI’s website and their o [LexDoc Id : 322396]
|
SEBI |
2007 |
SEBI Circular No. MRD-DoP-Cir-08-2007 dated 25 June 2007
Transactions in securities market-PAN as sole identification-SEBI, vide Circular No. MRD/DoP/Cir- 05/2007 dated 27 April 2007, which made Permanent Account Number (PAN) the sole identification number for all par [LexDoc Id : 322125]
|
SEBI |
2007 |
SEBI Circular SEBI-IMD-CIR No. 4-95754-07 dated 11 June 2007
[LexDoc Id : 321557]
|
SEBI |
2007 |
SEBI Circular No. MRD-DoP-Cir-07-07 dated 4 June 2007
Rolling segment-Trading of scrips-SEBI suggested to the stock exchanges to consider shifting the trading in the securities of companies enlisted in the annexure from Trade for Trade Se [LexDoc Id : 321367]
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SEBI |
2007 |
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