SEBI Circular No. CIR-MRD-DMS-34-2013 dated 6 November 2013
Annual System Audit-Stock Brokers/Trading Members-SEBI considering the Technological advancements and various market events had issued guidelines directing stock exchanges to ensure that system audit [LexDoc Id : 451894]
SEBI
2013
SEBI Circular No. CIR-IMD-DF-18-2013 dated 29 October 2013
Corporate Bond Market-Development-SEBI considering the issues rgarding development of Corporate Bond Market, has provided certain measures on it, which shall be applicable for the deb [LexDoc Id : 451561]
SEBI
2013
SEBI Circular No. CIR-MIRSD-11-2013 dated 28 October 2013
Complaints against stock brokers-Disclosure of redressal-SEBI to bring more transparency in the disclosure of complaint redressal status of the stock brokers on the website of stock exchange, in consultation [LexDoc Id : 451488]
SEBI
2013
SEBI Circular No. CIR-MIRSD-10-2013 dated 28 October 2013
Transmission of securities-Guidelines-SEBI to make, the transmission process for securities held in physical as well as dematerialized mode, more efficient and investor friendly, had decid [LexDoc Id : 451487]
SEBI
2013
SEBI Circular No. CIR-MRD-DSA-33-2013 dated 24 October 2013
SEBI (Issue of Capital and Disclosure Requirements) Regulations 2009-Amendment-To facilitate capital raising by SMEs including startup companies which are in their early stages of growth and to provide for easier exit options for [LexDoc Id : 451236]
SEBI
2013
SEBI Circular No. CIR-CFD-DIL-12-2013 dated 23 October 2013
General Information Document-For Merchant Bankers-SEBI in terms of regulation 58(1) read with General Instructions (I) of Schedule VIII, Part D of SEBI (Issue of Capital and Disclosure Requirements) R [LexDoc Id : 451233]
SEBI
2013
SEBI Circular No. CIR-IMD-DF-17-2013 dated 22 October 2013
Centralized Database for Corporate Bonds/Debenture-Devlopment and Guidelines-Considering the recommendation of Dr. R.H. Patil Committee for creation of Centralized Database of information regarding Bonds, SEBI had decided to cr [LexDoc Id : 451159]
SEBI
2013
SEBI Circular No. CIR-CFD-POLICYCELL-11-2013 dated 21 October 2013
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 2011-Modified-SEBI to ensure that adequate disclosures are made to help investors in taking an informed decision, had modified the formats for disclosures under reg [LexDoc Id : 451089]