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| Documents Found: 845 |
| Title |
Forum |
Year |
SEBI Order No. EAD-KS-AA-AO-50-62-2017-18 dated 27 December 2017
[LexDoc Id : 519280]
|
SEBI |
2017 |
SEBI Order No. EAD-KS-VB-AO-49-2017-18 dated 27 December 2017
[LexDoc Id : 519279]
|
SEBI |
2017 |
SEBI Order No. RA-JP-265-2017 dated 27 December 2017
[LexDoc Id : 519278]
|
SEBI |
2017 |
SEBI Order No. RA-JP-264-2017 dated 27 December 2017
[LexDoc Id : 519277]
|
SEBI |
2017 |
SEBI Order No. RA-CB-270-2017 dated 27 December 2017
[LexDoc Id : 519276]
|
SEBI |
2017 |
SEBI Order No. RA-DPS-271-2017 dated 27 December 2017
Violation of the provisions of sub-sections (c) of section 12A of the SEBI Act 1992 read with regulation 3(d), 4(1), 4(2)(e), and 4(2)(r) of SEBI PFUTP Regulations, 2003-SEBI Order- [LexDoc Id : 519262]
|
SEBI |
2017 |
SEBI Order No. AO-JS-VRP-23-28-2017 dated 27 December 2017
Violation of the provisions of the Regulations 3(a), (b), (c), (d), 4 (1) and 4(2) (a) and (g) of SEBI PFUTP Regulations 2003-SEBI Order- [LexDoc Id : 519261]
|
SEBI |
2017 |
SEBI Order No. JS-DJ-33-43-2017 dated 27 December 2017
Svaraj Trading and Agencies Limited-SEBI Order- [LexDoc Id : 519260]
|
SEBI |
2017 |
SEBI Order No. RA-DPS-272-2017 dated 27 December 2017
Non-redressal of investor grievances-SEBI Order- [LexDoc Id : 519259]
|
SEBI |
2017 |
SEBI Order No. WTM-GM-ISD-81-2017-18 dated 27 December 2017
Axis Bank Limited-Issuance of directions- [LexDoc Id : 519258]
|
SEBI |
2017 |
SEBI Order No. RA-CB-267-2017 dated 27 December 2017
Failed to obtain SCORES authentication-SEBI Order- [LexDoc Id : 519257]
|
SEBI |
2017 |
SEBI Order No. AO-JS-VRP-32-2017 dated 27 December 2017
Failed to comply Clause A(2) of Code of Conduct for Stock Brokers as specified under Schedule II read with Regulation 7 of the SEBI SBSB Regulations, 1992-SEBI Order- [LexDoc Id : 519256]
|
SEBI |
2017 |
SEBI Order No. AO-JS-VRP-29-30-2017 dated 27 December 2017
Violation ofthe provisions of SEBI SAST Regulation, 2011 and/ or SEBI PIT Regulations, 1992-SEBI Order- [LexDoc Id : 519255]
|
SEBI |
2017 |
SEBI Order No. AO-JS-VRP-31-2017 dated 27 December 2017
Midfield Industries Limited-SEBI Order- [LexDoc Id : 519254]
|
SEBI |
2017 |
SEBI Order No. RA-CB-269-2017 dated 27 December 2017
Violation of the SEBI PIT Regulations, 1992-SEBI Order- [LexDoc Id : 519253]
|
SEBI |
2017 |
SEBI Order No. RA/CB/268/2017 dated 27 December 2017
Failed to obtain SCORES authentication-SEBI Order- [LexDoc Id : 519252]
|
SEBI |
2017 |
SEBI Order No. RA-DPS-259-261-2017 dated 26 December 2017
[LexDoc Id : 519238]
|
SEBI |
2017 |
SEBI Order No. EAD-SR-VV-AO-15-2017-18 dated 26 December 2017
Failure to obtain SCORES authentication and failure to redress investor grievance(s)-SEBI Order- [LexDoc Id : 519218]
|
SEBI |
2017 |
SEBI Order No. RA-CB-262-2017 dated 26 December 2017
Investigation in shares of M/s Astra Microwaves Products Ltd-SEBI Order- [LexDoc Id : 519217]
|
SEBI |
2017 |
SEBI Order No. EAD-PM-AA-AO-16-2017-18 dated 26 December 2017
Non-Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 519216]
|
SEBI |
2017 |
SEBI Order No. EAD-SR-VV-AO-17-2017-18 dated 26 December 2017
Failure to obtain SCORES authentication and failure to redress investor grievance(s)-SEBI Order- [LexDoc Id : 519215]
|
SEBI |
2017 |
SEBI Order No. RA-CB-263-2017 dated 26 December 2017
Financial Technologies (India) Limited-SEBI Order- [LexDoc Id : 519214]
|
SEBI |
2017 |
SEBI Order No. EAD-SR-SM-AO-16-2017-18 dated 26 December 2017
Failure to obtain SCORES Authentication-SEBI Order- [LexDoc Id : 519213]
|
SEBI |
2017 |
SEBI Order No. EAD-PM-AA-AO-15-2017-18 dated 26 December 2017
Initial Public Offering (IPO) and trading in the scrip of Prakash Constrowell Ltd-SEBI Order- [LexDoc Id : 519212]
|
SEBI |
2017 |
SEBI Order No. RA-JP-257-2017 dated 22 December 2017
Investigations in shares for GTL: violations of regulation 29 (1), 29(2) read with 29(3) of the SAST Regulations and regulation 13(3) read with 13 (5) of the SEBI (Prohibition of Insider Trading) Regulations, 1992-SEBI Order- [LexDoc Id : 519140]
|
SEBI |
2017 |
| |
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