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| Documents Found: 1237 |
| Title |
Forum |
Year |
SEBI Order No. WTM-GM-IMD-119-2017-18 dated 28 March 2018
[LexDoc Id : 522844]
|
SEBI |
2018 |
SEBI Order No. EAD-SR-VV-AO-59-61-2017-18 dated 28 March 2018
Violation of regulations 13(1), 13(3), 13(4), 13(4A) r/w 13(5) of PIT Regulations, 1992 and regulation 29(1), 29(2) r/w 29(3) of SAST Regulation, 2011-SEBI Order- [LexDoc Id : 522843]
|
SEBI |
2018 |
SEBI Order No. SEBI-WTM-GM-CFD-116-2017-2018 dated 28 March 2018
In the matter of Proposed Acquisition of Shares and Voting Rights in Oriental Bank Of Commerce-SEBI Order- [LexDoc Id : 522841]
|
SEBI |
2018 |
SEBI Order No. WTM-GM-CFD-117-2017-2018 dated 28 2018
In the matter of Proposed Acquisition of Shares and Voting Rights in Indian Metals and Ferro Alloys Limited.-SEBI Order- [LexDoc Id : 522839]
|
SEBI |
2018 |
SEBI Order No. EAD-BJD-NJMR-190-2017-18 dated 28 March 2018
Violation of the provisions of Clause A (2) of the Code of conduct for Stock Brokers as specified in Schedule II read with Regulation 7 (Regulation 9 - post amendment) of SEBI (Stock Brokers and Sub-brokers) Regulations, 1992-SEBI Order- [LexDoc Id : 522835]
|
SEBI |
2018 |
SEBI Order No. AO-SBM-EAD-3-140-142-2018 28 March 2018
Violation of the provisions of Regulations 7(1A) read with 7(2), 8(1) and 8(2) of the SEBI SAST Regulations, 1997-SEBI Order- [LexDoc Id : 522834]
|
SEBI |
2018 |
SEBI Order No. EAD-KS-MKG-AO-117-2017-18 dated 28 March 2018
Violation of provisions of Regulations 3(a),(b),(c),(d), 4(1),4(2)(a) and (g) of SEBI PFUTP Regulations 2003-SEBI Order- [LexDoc Id : 522833]
|
SEBI |
2018 |
SEBI Order No. BS-AO-DRA-3-135-140-2017-18 dated 28 March 2018
Violation of the provisions of the SEBI Act 1992 and various Rules and Regulations made there under-SEBI Order- [LexDoc Id : 522832]
|
SEBI |
2018 |
SEBI Order No. RA-CB-335-2018 dated 28 March 2018
Violation of the provisions of Regulation 31(1) read with 31(3) of the SEBI SAST Regulations, 2011-SEBI Order- [LexDoc Id : 522823]
|
SEBI |
2018 |
SEBI Order No. RA-CB-336-2018 dated 28 March 2018
Violation of the provisions of Regulation 31(1) read with 31(3) of the SEBI SAST Regulations, 2011-SEBI Order- [LexDoc Id : 522822]
|
SEBI |
2018 |
SEBI Order No. RA-CB-334-2018 dated 28 March 2018
Violation of the provisions of Regulation 31(1) read with 31(3) of the SEBI SAST Regulations, 2011-SEBI Order- [LexDoc Id : 522821]
|
SEBI |
2018 |
SEBI Order No. RA-CB-333-2018 dated 28 March 2018
Violation of the provisions of Regulation 31(1) read with 31(3) of the SEBI SAST Regulations, 2011-SEBI Order- [LexDoc Id : 522820]
|
SEBI |
2018 |
SEBI Order No. RA-CB-333-2018 dated 28 March 2018
Violation of the provisions of Regulation 31(1) read with 31(3) of the SEBI SAST Regulations, 2011-SEBI Order- [LexDoc Id : 522819]
|
SEBI |
2018 |
SEBI Order No. SO-EFD-2-SD-223 and 224-MAR-2018
Violation of the provisions of Section 12A(a), (b) and (c) of the SEBI Act, 1992 read with Regulations 3(a),(b),(c),(d), 4(1) and 4(2)(a),(d) and (g) of the SEBI PFUTP Regulations, 2003-SEBI Order- [LexDoc Id : 522818]
|
SEBI |
2018 |
SEBI Circular No. CIR-DDHS-P-59-2018 dated 28 March 2018
Specifications related to International Securities Identification Number (ISINs) for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008-Clarification- [LexDoc Id : 522817]
|
SEBI |
2018 |
SEBI Order No. EAD-5-BS-48-50-2017-18 dated 28 March 2018
Violation of Regulations 10 (a) and 52(6)(c) of SEBI Mutual Fund Regulations, 1996-SEBI Order- [LexDoc Id : 522816]
|
SEBI |
2018 |
SEBI Order No. EAD-BJD-BKM-189-2017-18 dated 28 March 2018
Non-redressal of investor grievance-SEBI Order- [LexDoc Id : 522815]
|
SEBI |
2018 |
SEBI Order No. AO-EAD-SG-SKS-157-2018 dated 28 March 2018
Non Redressal of Investor Grievances-SEBI Order- [LexDoc Id : 522814]
|
SEBI |
2018 |
SEBI Order No. EAD-12-AO-SM-254-2017-18 dated 28 March 2018
Non-Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 522813]
|
SEBI |
2018 |
SEBI Order No. EAD-12-AO-SM-252-253-2018 dated 28 March 2018
Violation of provisions of Regulation 13(3) of SEBI PIT Regulations,1992 read with Regulation 12(2) of the SEBI PIT Regulations, 2015-SEBI Order- [LexDoc Id : 522812]
|
SEBI |
2018 |
SEBI Order No. WTM-GM-CFD-115-2017–2018 dated 28 March 2018
In the matter of Proposed Acquisition of Shares and Voting Rights in Andhra Bank-SEBI Order- [LexDoc Id : 522811]
|
SEBI |
2018 |
SEBI Order No. EAD-BJD-NJMR-184-2017-18 dated 27 March 2018
[LexDoc Id : 522796]
|
SEBI |
2018 |
SEBI Order No. WTM-GM-CFD-111-2017-18 dated 27 March 2018
[LexDoc Id : 522784]
|
SEBI |
2018 |
SEBI Order No. EAD-8-JS-SP-105-2017-18 dated 27 March 2018
[LexDoc Id : 522783]
|
SEBI |
2018 |
SEBI Order No. EAD-PM-GSS-24-2017-18 dated 27 March 2018
[LexDoc Id : 522782]
|
SEBI |
2018 |
| |
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