| First | Prev | 41 | 42 | 43 | 44 | 45 | 46 | 47 | 48 | 49 | 50 | Next | Last |
| Documents Found: 1237 |
| Title |
Forum |
Year |
SEBI Order No. EAD-KS-MKG-AO-71-2017-18 dated 11 January 2018
Violation of the provisions of Regulations 3(a), (b), (c), (d), 4(1), 4(2)(a) and (g) of SEBI PFUTP Regulations, 2003-SEBI Order- [LexDoc Id : 519728]
|
SEBI |
2018 |
SEBI Order No. EAD-12-AO-SM-145-2017-18 dated 11 January 2018
In respect of Motilal Oswal Securities Limited-SEBI Order- [LexDoc Id : 519727]
|
SEBI |
2018 |
SEBI Order No. AO-SBM-EAD-103-2018 dated 11 January 2018
Failure to obtain SCORES Authentication-SEBI Order- [LexDoc Id : 519726]
|
SEBI |
2018 |
SEBI Circular No. CIR-HO-MIRSD-MIRSD2-CIR-P-2018-09 dated 11 January 2018
Prevention of Unauthorised Trading by Stock Brokers-SEBI Circular- [LexDoc Id : 519725]
|
SEBI |
2018 |
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-118-2018 dated 10 January 2018
In the matter of Media 9th Creations Ltd-SEBI Order- [LexDoc Id : 519733]
|
SEBI |
2018 |
SEBI Order No. AO-SG-DP-EAD-94-2018 dated 10 January 2018
Violation of provisions of Regulations 8(3) of SAST Regulations by the Noticee under Section 15A(b) of SEBI Act-SEBI Order- [LexDoc Id : 519732]
|
SEBI |
2018 |
SEBI Order No. WTM-MPB-SEBI-EFD-DRA4-119-2018 dated 10 January 2018
Violation of the SEBI Act, 1992 and the SEBI IA Regulations, 2013-SEBI Order- [LexDoc Id : 519731]
|
SEBI |
2018 |
SEBI Order No. WTM-MPB-CDMRD-121-2018 dated 10 January 2018
Exit Order in Respect of India Pepper and Spice Trade Association, Kochi-SEBI Order- [LexDoc Id : 519730]
|
SEBI |
2018 |
SEBI Order No. WTM-GM-DRA 1-83-2017-18 dated 10 January 2018
Violation of the provisions of section 12A (a), 12A(b) and 12A(c) of the SEBI Act read with regulation 3(c), 3(d), 4(1), 4(2)(a), 4(2)(e), 4(2)(f), 4(2)(k) and 4(2)(r) of the SEBI PFUTP Regulations, 2003-SEBI Order- [LexDoc Id : 519729]
|
SEBI |
2018 |
SEBI Order No. EAD-2-DSR-RG-898-2018 dated 10 January 2018
Violation of Sec 15-I of the SEBI Act, 1992 read with Rule 3 of SEBI Adjudication Rules, 1995 and Sec 15HB of the SEBI Act, 1992-SEBI Order- [LexDoc Id : 519678]
|
SEBI |
2018 |
SEBI Order No. RA-DPS-273-2018 dated 10 January 2018
Violation of regulation 29(1) and 29(2) read with 29(3) of SAST Regulations-SEBI Order- [LexDoc Id : 519677]
|
SEBI |
2018 |
SEBI Order No. EAD-8-JS-SP-60-66-2017-18 dated 10 January 2018
In the matter of Velan Hotels Ltd.-SEBI Order- [LexDoc Id : 519676]
|
SEBI |
2018 |
SEBI Order No. RA-DPS-274-2018 dated 10 January 2018
Non-redressal of investor grievance-SEBI Order- [LexDoc Id : 519675]
|
SEBI |
2018 |
SEBI Order No. RA-DPS-275-2018 dated 10 January 2018
Non-redressal of investor grievance-SEBI Order- [LexDoc Id : 519674]
|
SEBI |
2018 |
SEBI Order No. EAD-SR-SM-AO-18-2017-18 dated 10 January 2018
Failure to obtain SCORES Authentication-SEBI Order- [LexDoc Id : 519673]
|
SEBI |
2018 |
SEBI Order No. EAD-KS-MKG-AO-70-2017-18 dated 9 January 2018
Violation of the provisions of SEBI PFUTP Regulations-SEBI Order- [LexDoc Id : 519632]
|
SEBI |
2018 |
SEBI Order No. EAD-PM-AA-AO-23-2017-18 dated 9 January 2018
Non-Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 519631]
|
SEBI |
2018 |
SEBI Order No. WTM-GM-EFD-82-2017-18 dated 9 January 2018
In the matter of Rose Valley Real Estates and Constructions Ltd.-SEBI Order- [LexDoc Id : 519630]
|
SEBI |
2018 |
SEBI Order No. EAD-PM-AA-AO-24-2017-18 dated 9 January 2018
In the matter of Prakash Constrowell Ltd.-SEBI Order- [LexDoc Id : 519629]
|
SEBI |
2018 |
SEBI Order No. Order-BS-AE-2017-18-1356 dated 9 January 2018
In the matter of Vas Infrastructure Ltd.-SEBI Order- [LexDoc Id : 519628]
|
SEBI |
2018 |
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-117-2018 dated 9 January 2018
Violations of SEBI Act, 1992 and SEBI PMS Regulations, 1993-SEBI Order- [LexDoc Id : 519627]
|
SEBI |
2018 |
SEBI Order No. EAD-2-DSR-RG-896-2018 dated 8 January 2018
Violation of provisions of the Securities and Exchange Board of India Act, 1992-SEBI Order- [LexDoc Id : 519592]
|
SEBI |
2018 |
SEBI Order No. EAD-2-DSR-VS-895-2018 dated 8 January 2018
Failure to redress the Investor Complaint and Non-obtaining SCORES Authentication-SEBI Order- [LexDoc Id : 519591]
|
SEBI |
2018 |
SEBI Circular No. CIR-MRD-DP-34-2010 dated 8 January 2018
Margin provisions for intra-day crystallised losses-Clearing Corporations- [LexDoc Id : 519590]
|
SEBI |
2018 |
SEBI Order No. WTM-MPB-EFD-116-2018 dated 5 January 2018
[LexDoc Id : 519506]
|
SEBI |
2018 |
| |
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