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| Documents Found: 893 |
| Title |
Forum |
Year |
SEBI Order No. WTM-MPB-ISD-106-2017 dated 8 December 2017
Restriction from buying, selling or dealing in the securities market of certain Commodities-SEBI Order- [LexDoc Id : 518593]
|
SEBI |
2017 |
SEBI Order No. AO-BJD-MAS-EAD-76-2017 dated 8 December 2017
Violation of the provisions of SEBI Act, 1992 and various Rules, Regulations and Guidelines-SEBI Order- [LexDoc Id : 518592]
|
SEBI |
2017 |
SEBI Order No. WTM-MPB-ISD-105-2017 dated 8 December 2017
Assam Company India Ltd.-SEBI Order- [LexDoc Id : 518591]
|
SEBI |
2017 |
SEBI Order No. WTM-MPB-ISD-104-2017 dated 8 December 2017
SQS India BFSI Limited-SEBI Order- [LexDoc Id : 518590]
|
SEBI |
2017 |
SEBI Order No. EAD-2-DSR-RG-869-2017 dated 7 December 2017
Violation of the provisions of the SEBI Act, 1992 and various Rules and Regulations-SEBI Order- [LexDoc Id : 518506]
|
SEBI |
2017 |
SEBI Circular No. SEBI-HO-IMD-DF3-CIR-P-2017-126 dated 4 December 2017
Guidelines regarding categorization and rationalization of Mutual Fund Schemes-Notified- [LexDoc Id : 518260]
|
SEBI |
2017 |
SEBI Order No. WTM-GM-EFD-75-2017-18 dated 4 December 2017
Violation of sec 12(1B) of the SEBI Act 1992, Regulation 3 of CIS Regulations 1999 and Regulation 4(2)(t) of PFUTP Regulations 2003-SEBI Order- [LexDoc Id : 518259]
|
SEBI |
2017 |
SEBI Order No. RA-JP-239-240-2017 dated 30 November 2017
[LexDoc Id : 518156]
|
SEBI |
2017 |
SEBI Order No. EAD-12-AO-SM-101-108-2017 dated 30 November 2017
[LexDoc Id : 518155]
|
SEBI |
2017 |
SEBI Order No. EAD-KS-VB-AO-41-2017-18 dated 30 November 2017
[LexDoc Id : 518154]
|
SEBI |
2017 |
SEBI Order No. SM-AO-10-2017 dated 30 November 2017
Fraudulent arising of funds through scheme without obtaining certificate of registration from SEBI-SEBI Order- [LexDoc Id : 518143]
|
SEBI |
2017 |
SEBI Order No. JS-DJ-21-2017 dated 30 November 2017
Verification of the compliance of provisions of Anti-Money Laundering-SEBI Order- [LexDoc Id : 518142]
|
SEBI |
2017 |
SEBI Order No. EAD-BJD-NJMR-65-66-2017-18 dated 30 November 2017
Violation of the provisions of Regulation 13 (4A) and 13 (4) read with Regulation 13 (5) of SEBI (Prohibition of Insider Trading) Regulations, 1992-SEBI Order- [LexDoc Id : 518141]
|
SEBI |
2017 |
SEBI Order No. EAD-12-AO-SM-125-127-2017 dated 30 November 2017
In the matter of M/s. Coromandel International limited-SEBI Order- [LexDoc Id : 518140]
|
SEBI |
2017 |
SEBI Order No. AO-SBM-EAD-3-88-2017 dated 30 November 2017
Failure to redress the Investor Complaints-SEBI Order- [LexDoc Id : 518139]
|
SEBI |
2017 |
SEBI Order No. EAD-12-AO-SM-109-124-2017-18 dated 30 November 2017
In the matter of M/s Aarya Global Shares and Securities Ltd.-SEBI Order- [LexDoc Id : 518138]
|
SEBI |
2017 |
SEBI Order No. RA-CB-238-2017 dated 30 November 2017
Non obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 518137]
|
SEBI |
2017 |
SEBI Order No. EAD-2-DSR-VS-868-2017 dated 30 November 2017
Irregularity in trading in shares of Walchand People first Limited and alleged non-disclosure by its promoter Walchand and Company Limited-SEBI Order- [LexDoc Id : 518136]
|
SEBI |
2017 |
SEBI Order No: EAD-12-AO-SM-128-2017 dated 30 November 2017
Non Compliance of SCORES authentication redressal of pending investor grievances through the SCORES-SEBI Order- [LexDoc Id : 518135]
|
SEBI |
2017 |
SEBI Circular No. SEBI-HO-IMD-DF2-CIR-P-2017-125 dated 30 November 2017
Enhancing fund governance for Mutual Funds-Implementation- [LexDoc Id : 518134]
|
SEBI |
2017 |
SEBI Order No. EAD-5-BS-AO-41-2017-18 dated 30 November 2017
Violation of SEBI SAST Regulations 1997, SEBI PIT Regulations, 1992, Listing Agreement and Securities Contracts (Regulation) Act, 1956 by Suraj Ltd.-SEBI Order- [LexDoc Id : 518133]
|
SEBI |
2017 |
SEBI Order No. EAD-12-AO-SM-129-2017 dated 30 November 2017
Non Compliance of SCORES authentication redressal of pending investor grievances through the SCORES-SEBI Order- [LexDoc Id : 518132]
|
SEBI |
2017 |
SEBI Circular No. CIR-HO-MIRSD-MIRSD2-CIR-P-2017-124 dated 30 November 2017
Prevention of Unauthorised Trading by Stock Brokers-Clarification- [LexDoc Id : 518131]
|
SEBI |
2017 |
SEBI Order No. EAD-12-AO-SM-130-2017 dated 30 November 2017
Non-Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 518130]
|
SEBI |
2017 |
SEBI Order No. AO-SBM-EAD-3-89-2017 dated 30 November 2017
Failure to redress the Investor Complaints-SEBI Order- [LexDoc Id : 518129]
|
SEBI |
2017 |
| |
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