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Documents Found: 893 |
Title |
Forum |
Year |
SEBI Order No. AO-SBM-EAD-90-2017 dated 30 November 2017
Failure to redress the Investor Complaints-SEBI Order- [LexDoc Id : 518128]
|
SEBI |
2017 |
SEBI Order No. EAD-5-BS-AO-36-40-2017-18 dated 30 November 2017
Violation of SAST Regulations, 1997, SAST Regulations, 2011) and SEBI PIT Regulations by Shri Akash Gupta, Ms. Rama Gupta, Shri Anil Kumar, Tanvi Fincap Pvt. Ltd. and CCL International Ltd-SEBI Order- [LexDoc Id : 518127]
|
SEBI |
2017 |
SEBI Order No. EAD-5-BS-AO-35-2017-18 dated 30 November 2017
Non Compliance of SCORES authentication redressal of pending investor grievances through the SCORES-SEBI Order- [LexDoc Id : 518126]
|
SEBI |
2017 |
SEBI Order No. Order-BS-AE-2017-18-1230 dated 30 November 2017
Violation of violated regulation 29(2) read with 29(3) of SAST Regulations, 2011-SEBI Order- [LexDoc Id : 518125]
|
SEBI |
2017 |
SEBI Order No. EAD-SR-SJ-AQ-06-2017-18 dated 29 November 2017
[LexDoc Id : 518046]
|
SEBI |
2017 |
SEBI Order No. Order-BS-AE-2017-18-1221 dated 29 November 2017
Violation of Regulation 8(3) of SAST Regulations, 1997 read with Regulation 35 of SAST Regulations, 2011 518046: Failure to redress investor grievance(s) and failure to file Action Taken Report-SEBI Order- [LexDoc Id : 518045]
|
SEBI |
2017 |
SEBI Order No. JS-DJ-20-2017 dated 29 November 2017
In the matter of Nirav Commercials Limited-SEBI Order- [LexDoc Id : 518044]
|
SEBI |
2017 |
SEBI Order No. RA-JP-235-236-2017 dated 29 November 2017
SREI Multiple Asset Investment Trust-SEBI Order- [LexDoc Id : 518043]
|
SEBI |
2017 |
SEBI Order No. RA-DPS-237-2017 dated 29 November 2017
Non-redressal of investor grievance-SEBI Order- [LexDoc Id : 518042]
|
SEBI |
2017 |
SEBI Order No. EAD-5-BS-AO-30-2017-18 dated 29 November 2017
Non Compliance of SCORES authentication redressal of pending investor grievances-SEBI Order- [LexDoc Id : 518041]
|
SEBI |
2017 |
SEBI Circular No. SEBI-HO-MIRSD-MIRSD2-CIR-P-2017-123 dated 29 November 2017
Guidelines covering broad areas for enhanced supervision by recommendation of SEBI committee-Modification- [LexDoc Id : 518040]
|
SEBI |
2017 |
SEBI Order No. Order-AK-VG-2017-18-1219 dated 29 November 2017
Non-Obtaining/ Delayed Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 518039]
|
SEBI |
2017 |
SEBI Order No. EAD-2-DSR-RG-867-2017 dated 29 November 2017
Violation of the provisions of the SEBI Act, 1992 and various Rules and Regulations-SEBI Order- [LexDoc Id : 518038]
|
SEBI |
2017 |
SEBI Order No.EAD-5-BS-AO-32-34-2017-18 dated 29 November 2017
violation of the provisions of the Securities and Exchange Board of India Act, 1992 (hereinafter referred to as the 'SEBI Act, 1992') and various Rules and Regulations-SEBI Order- [LexDoc Id : 518037]
|
SEBI |
2017 |
SEBI Order No. Order-AK-VG-2017-18-1220 dated 29 November 2017
Non-Obtaining/ Delayed Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 518036]
|
SEBI |
2017 |
SEBI Order No. Order-AK-VG-2017-18-1222 dated 29 November 2017
Non-Obtaining/ Delayed Obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 518035]
|
SEBI |
2017 |
SEBI Order No. EAD-PM-RR-AO-9-2017 dated 28 November 2017
Non obtaining of SCORES Authentication-SEBI Order- [LexDoc Id : 518006]
|
SEBI |
2017 |
SEBI Order No. RA-CB-231-2017 dated 28 November 2017
Misappropriation of Complainant's money paid towards commodity trading-SEBI Order- [LexDoc Id : 518005]
|
SEBI |
2017 |
SEBI Order No. RA-CB-232-233-234-2017 dated 28 November 2017
Non-disclosures under PIT Regulations and SAST Regulations-SEBI Order- [LexDoc Id : 518003]
|
SEBI |
2017 |
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-99-2017 dated 27 November 2017
Sunplant Constructions Limited-SEBI Order- [LexDoc Id : 518004]
|
SEBI |
2017 |
SEBI Order No. RA-JP-225-227-2017 dated 27 November 2017
Irregularities/violations in shares of JPL-SEBI Order- [LexDoc Id : 518002]
|
SEBI |
2017 |
SEBI Order No. RA-JP-228-229-2017 dated 27 November 2017
[LexDoc Id : 517982]
|
SEBI |
2017 |
SEBI Order No. EAD-SR-SM-AQ-03-2017-18 dated 27 November 2017
[LexDoc Id : 517958]
|
SEBI |
2017 |
SEBI Order No. EAD-KS-VB-AO-40-2017-18 dated 27 November 2017
[LexDoc Id : 517957]
|
SEBI |
2017 |
SEBI Order No. WTM-MPB-ISD-100-2017 dated 27 November 2017
[LexDoc Id : 517956]
|
SEBI |
2017 |
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